Tag Archives: uplist

Expert Analysis: Class of November 2018 OTC Graduates

By: Joseph M. Lucosky, Managing Partner Lucosky Brookman LLP The month of November saw a total of four companies uplist from the OTCQB and OTCQX onto national securities exchanges. Below are brief descriptions of these companies and selected information and observations of the paths these companies pursued. For more information about the uplisting process, or any other questions or analysis,

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Three OTC Markets Issuers Uplisted to Nasdaq & NYSE in October 2018

Three issuers uplisted from the OTC Markets to the NASDAQ or NYSE in October 2018. Learn more about these OTC ‘graduates’ below.   Synchronoss Technologies, Inc. (Nasdaq: SNCR) On October 1, 2018, SNCR uplisted from the OTCPink to the Nasdaq Global Select Market. Synchronoss transforms the way companies create new revenue, reduce costs and delight their subscribers with cloud, messaging,

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Another Uplisting .com Client Successfully Uplists to Nasdaq Capital Markets

Sponsored  On November 2, 2018, Uplisting.com client, Avalon Globocare Corp (“Avalon Globocare” or the “Company”), finalized its uplisting to the NASDAQ Capital Markets. Its common stock began trading on the exchange on November 5, 2018, under the symbol AVCO. Avalon Globocare is dedicated to integrating and managing global healthcare services and resources, as well as empowering high-impact biomedical innovations and

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Former CEO Barred From Penny Stock Offerings For Stock Manipulation In Attempt To Uplist To Nasdaq

A federal district court in Jacksonville, Florida has barred the former CEO of a Florida-based franchisor of children’s educational programs from serving as an officer or director of a public company and from participating in penny stock offerings. The Securities and Exchange Commission charged Brian Pappas, the former CEO of Creative Learning Corp., in August 2017 with fraud for making

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Expert Analysis: Class of October and September 2018 OTC Graduates

By: Joseph M. Lucosky, Managing Partner Lucosky Brookman LLP While the month of September 2018 saw four companies migrate from the OTCQX, OTCQB and OTC Pink onto national securities exchanges, October 2018 was a slower month for uplists with only one company migrating from the OTCQX to the NYSE. In September of 2018, two of those companies were small-cap companies

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Study Finds Going Public On The OTC First Can Avoid Underpricing and Stock Volatility

A recent revised study published by the Journal of Financial Intermediation looks at the impact a “two-stage IPO” can have a newly public company’s price and stock volatility. The two-stage IPO is where a firm first gets quoted on the over-the-counter (OTC) stock market, and then upgrades to a national exchange where it first issues public equity. Firms completing a

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Four OTC Markets Issuers Uplisted to Nasdaq & NYSE in September 2018

Four issuers uplisted from the OTC Markets to the NASDAQ or NYSE in September 2018. Learn more about these OTC ‘graduates’ below.   AudioEye, Inc. (Nasdaq: AEYE) On September 4, 2018, AEYE uplisted from the OTCQB to the Nasdaq Capital Market. AudioEye is a technology company serving businesses committed to providing equal access to their digital content. About one month prior

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Seven OTC Markets Issuers Uplisted to Nasdaq & NYSE in August 2018

Seven issuers uplisted from the OTC Markets to the NASDAQ or NYSE American in August 2018. Learn more about these OTC ‘graduates’ below.   Cumulus Media, Inc. (Nasdaq: CMLS) On August 1, 2018, CMLS uplisted from the OTC Pink to the Nasdaq. CMLS combines high-quality local programming with iconic, nationally syndicated media, sports and entertainment brands to deliver premium content

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Uplisting.com Client Successfully Uplists to NASDAQ & Completes $10 Million Registered Offering

Sponsored On August 8, 2018, Uplisting.com client, ElectraMeccanica Vehicles Corporation (“ElectraMeccanica”), finalized its Uplisting to the NASDAQ Capital Markets. Its common stock and warrants began trading on the exchange on August 9, 2018, under the symbols SOLO and SOLOW, respectively. Simultaneous with the Uplisting to NASDAQ, the Company priced an underwritten public offering of 2,353,000 units, each unit consisting of

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